Mr. Scordo, 50, has a well-rounded background in the Financial Services industry. His primary role, as President/Chief Executive Officer, will be day-to-day administration and operations of corporate, back office, and money management relationships. He is well-suited for this assignment with 25 years of NASD-licensed experience in administration, compliance, operations, retail and trading departments in the securities industry. Mr. Scordo began his career in 1985 on Wall Street in New York City after attending Slippery Rock University in Pennsylvania. He received a Bachelor of Science in Business Administration with an emphasis in finance. Mr. Scordo's Manhattan experience includes retail trading, proprietary trading, investment banking and working on the floor of both the Amex & NYSE. Mr Scordo was with Dean Witter (Morgan Stanley) before moving to Southern California.

Following successful Wall Street careers, Mr. Scordo moved to Newport Beach California and founded Tradeway Securities' Irvine office and served the roles of Chief Trading Officer, Branch Manager and Executive Vice President. Throughout the 90’s, Mr. Scordo co-founded the largest and most profitable OSJ’s of Tradeway Securities to realize his goal of providing the level of client service and degree of professionalism that today's investors need and want.

Mr. Scordo currently holds NASD licenses 7, 6 and 24.

Mr. Mroz has over 34 years in the finance profession. He has an extensive background in many finance industries such as: Restaurants, Construction Contractors, Personal Service Industries, Professionals, Karate Schools, Automotive Repair and Dealership, Travel, Art, and many more. Mr. Mroz has extensive experience with -

• The IRS: IRS Audits, Payment Plans, Offers in Compromise and Sales Tax Audits
• Personal Financial Planning and Personal Finances

Mr. Mroz formal education in Personal Financial Planning has been helping clients achieve their financial goals since 1987 .  Mr. Mroz holds a Bachelors degree from San Jose State University with a concentration in Accounting (June 1973) and a degree in personal financial planning from the University of California Santa Cruz (March 1988).

Mr. Mroz currently holds membership and participates in the following organizations:

• Member of the California Society of Certified Public Accountants
• Member of the American Institute of Certified Public Accountants
• Member of California Society of Enrolled Agents
• A founding member of the California Chapter of the Society of CPA Financial Planners.
• Competent Toast master and Member of the San Jose Toastmasters
• Member of Palms to Pines Rotary in Palm Desert
• Chairman of many of the San Jose Society of Certified Public Accountants.

Phillip E. Koehnke, Esq.
Mr. Koehnke is an attorney with over 20 years of experience. His practice has focused on business law, corporate finance and Broker Dealer compliance. Mr. Koehnke attended Colorado State University on a wrestling scholarship where he graduated with honors with a Bachelors of Science. He then obtained his J.D. from the University of Washington School of Law in 1992. Mr. Koehnke operates a sole practitioner law practice providing legal services to small to midsize private and public companies and NASD (FINRA) broker dealers. Mr. Koehnke is licensed to practice law in the states of California and Colorado and holds FINRA Series 4, 7, 66 & 24 licenses.

Jacob Hewett (Jake) has been involved in all aspects of stock brokerages firms since 1995, Jake began his financial career in 1995 at Tradeway Securities, Inc. Jake was a trusted associate working directly aside Ken Scordo as he founded and created Tradeway Securities' largest and most successful Irvine California branch office. Jake later moved on to purse his own entrepreneurial vision creating, running and selling his own business. In 2005 Ken Scordo started OC Securities, Inc. and called upon his trusted brother-in-law Jake to share his new vision of what is today's brokerage firm.

Coach Jacob Hewett is a married father of two boys. When not working, Jake dedicates his life to family and baseball.